Risk management, Basel II and Sarbanes-Oxley - consulting and training

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David Millar is a process, IT and risk management professional covering business and IT strategy, consulting and business development, training, outsourcing and change management initiatives.  A speciality is risk management including the New Basel Accord (Basel II), Sarbanes-Oxley and their control and supervisory requirements.

He has worked at board and operational management levels in Europe, Africa, Asia and the USA in investment banking, brokerage and exchanges, clearing and settlement services, and is an active industry influencer. David is active in the risk community, having advised both vendors and financial institutions and sits on the Professional Risk Managers' International Association and the Advanced Operational Risk Panel of the Securities & Investment Institute. He prepares business and promotional literature, client and investor proposals, is experienced in the positioning of IT and process products and services and assists vendor organisations in the formulation of sales and business strategies.

David is an experienced and popular trainer, writer and conference presenter in Basel II, Sarbanes-Oxley and enterprise and operational risk. An excellent consultant, team leader and presenter, he is mobile, can also work in Spanish and is used to working globally within different cultures. For some of David Millar's articles and conference presentations, please go to Bibliography (DM).

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John Maher is a business and IT professional with experience in managing and participating in teams to deliver complex end to end processes and systems into highly regulated environments within the financial sector.  This has included a number of solutions for major retail banks including multi-channel sales and service facilities using architectures with common data and information.  All these solutions were to corporate governance standards and conformed to the current risk assessment and control requirement.

John is a team player or team leader and a strong facilitator and presenter. A strong change manager, he is a highly analytical person with the skill to identify with the bigger picture and is skilled in the impact of Sarbanes-Oxley, the COSO internal controls on business and the COBIT standards.

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Colin Stringer MA left Oxford University with a degree in German and French and worked for 8 years for NatWest Bank in both retail and corporate banking divisions and in their private banking arm, Coutts. He subsequently worked as a consultant for two major providers of treasury management software and was head of Management Information Systems at the London branch of Union Bank of Finland (now Nordea).

In 1995 he joined a major global IT consulting and services organisation and for 5 years headed up euroTRANSFORMATION® Services, their portfolio of EMU-related services and was personally involved in the winning and delivery of over 100 euro assignments. Recent involvements have been as lead in the requirements definition and product selection for a Basel II-compliant operational risk management facility and as a section leader in the definition and roll-out of Sarbanes-Oxley compliance for a credit card organisation.

Colin has written many articles for leading industry journals and appeared on radio and television, both in the UK and overseas. He has written two books on euro preparations in the Financial Times Management Briefings series, and brings to the topic of operational risk an analytical approach, drawing on the experience of looking at enterprise-wide challenges.

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Ian Graham is an industry consultant with over 25 years' experience as a practitioner in IT, including having been a senior manager in charge of methods at various global investment banks. He is recognized internationally as an authority on business modelling, object-oriented and component-based software development methods and expert systems. He has a significant public presence, being associated with both UK and international professional organizations in a responsible capacity, and is frequently quoted in the IT and financial press.

Ian is well known in Britain and internationally as a public speaker, reviewer and writer on advanced computing and is the author or editor of 13 books on the subject and his book "Object-Oriented Methods" is rated best-seller in its field. His latest book "A Pattern Language for Web Usability" appeared in January 2003. Ian has lectured globally and is a regular panellist and keynote speaker at major conferences. He was Visiting Professor of Requirements Engineering at De Montfort University from 1998 to 2001 and a pioneer of object-oriented methods in the period leading up to the creation of the Unified Modelling Language (UML). For some of Ian Graham's articles and conference presentations, please go to Bibliography (IG).

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Harry Efde is a learning and development professional with 10 years' experience designing and delivering a range of training programmes. Harry developed and implemented a suite of regulatory training programmes for the investment arm of a British retail bank  which enabled the company to fully comply with the exacting requirements of a Regulatory training and competency regime, designed to offer a world class level of investor protection.

His strong Regulatory training experience is underpinned by exceptional facilitation skills developed during the delivery of key Management Development programmes for the the corporate office of a major global banking conglomerate.

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Lesley Millar has performed administrative and documentation roles in many industrial companies including over ten years within a North Asian organisation. There, in addition to administrative and logistical tasks, she has been responsible for the quality of written communications, having to create quality public documents from a variety of business and technical sources, often written by those for whom English is not a mother tongue. In addition to the above roles, Lesley has been involved in carrying out research for company projects, both over the web and through other public sources.

Lesley is a specialist in the usage of Microsoft documentation tools and, as well as carrying out all administration, is responsible for the quality of all DXL deliverables.

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To contact us, please e-mail us or phone David Millar on +44 7715 488056 (07715 488056 within the UK).
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